Tag Archive: SEC

Traps for the Unwary: Finders and Small Biz Investment

April 17, 2013 9:09 am Published by

In the seventh installation of our series, “Traps for the Unwary,” we discuss some of the challenges and legal issues small-business owners should be aware of in using a "finder" to connect small businesses with investors, and how the SEC has muddied the waters.

House Subcommittee Addresses JOBS Act Implementation

April 10, 2013 4:34 pm Published by

On Thursday, the House Small Business Subcommittee on Investigations, Oversight and Regulations is holding a hearing to examine the U.S. Securities and Exchange Commission’s (SEC’s) delay in implementing the JOBS Act.

NSBA Leadership to Testify on JOBS Act Implementation

September 11, 2012 9:09 am Published by

Tomorrow, NSBA Treasurer Jeff Van Winkle of Clark Hill, PLC in Grand Rapids, Michigan will testify before Congress on the importance of easing access to capital for small business as the Securities and Exchange Commission works to implement the NSBA-supported JOBS Act.

NSBA Meets with SEC on JOBS Act Implementation

July 17, 2012 5:49 pm Published by

NSBA recently met with senior SEC officials regarding the implementation of the JOBS Act, urging them to use restraint and adhere closely to the intent of the law in crafting the new regulatory framework, specifically, to avoid imposing complex and costly compliance requirements for small firms seeking investment or looking to go public.